HRB Compliance File Index Toolkit

Use this toolkit to establish, populate, and maintain a compliance-file index with owners, source records, review dates, and evidence locations.

Resource details

Duty path

Compliance & Governance

Audience

Employer HR

Employer-Side Broker

Compliance Vendor

Legal / Tax Reviewer

Lifecycle stage

Prepare

Operate

Review

Improve

Plan type

Both

Review sensitivity

Qualified Review Required

This resource may involve facts that require review by qualified legal, tax, compliance, payroll, privacy, or other professionals.